GTSM Trading Affirmation

          International Investor Alerts

  Anit-Money Laundering and Countering the Financing of Terrorist

  1.Self-Regulatory Rules

Template for Guidelines Governing Anti-Money Laundering and Countering Terrorism Financing of Securities Firms

 Appendix: Suspicious Types of Transactions Suggesting Money Laundering, TerrorismFinancing, or Proliferation Financing

 Guidelines Governing Money Laundering and Terrorist Financing Risk Assessment and Relevant Prevention Program Development by the Securities Sector

  2.Suggested Best Practice

Suggested Best Practices for Securities Firms'over Tax-related Money Laundering Risk Prevention(This document is used as a suggested best practices to assist securities firms in identifying, assessing, implementing and controlling tax-related money laundering risks. This document is not a self-regulatory rules established by TSA and has no binding effect in substance.)





Address: 6F., No.268, Sec.2, Fuxing S. Rd., Da'an Dist., Taipei 106, Taiwan, R.O.C.
Tel:886-2-2737-4721 Fax:886-2-27370805
Copyright © 2007 Taiwan Securities Association All rights reserved.
Best viewed with Microsoft IE 6.0+ / 1024 x 768 resolution.