Global Master Securities Lending Agreement (Chinese) and Taiwan Addendum Template
Letter of Authorization Statement for Omnibus Trading Account - English
Letter of Authorization Statement for Omnibus Trading Account - Chinese
GTSM Trading Affirmation
Articles of Association of the Taiwan Securities Association
Self Disciplinary Convention of Taiwan Securities Association
International Investor Alerts
Competitive Auction Announcement
Anit-Money Laundering and Countering the Financing of Terrorist
1.Self-Regulatory Rules
Template for Guidelines Governing Anti-Money Laundering and Countering Terrorism Financing of Securities Firms
Appendix: Suspicious Types of Transactions Suggesting Money Laundering, TerrorismFinancing, or Proliferation Financing
Guidelines Governing Money Laundering and Terrorist Financing Risk Assessment and Relevant Prevention Program Development by the Securities Sector
2.Suggested Best Practice
Suggested Best Practices for Securities Firms'over Tax-related Money Laundering Risk Prevention(This document is used as a suggested best practices to assist securities firms in identifying, assessing, implementing and controlling tax-related money laundering risks. This document is not a self-regulatory rules established by TSA and has no binding effect in substance.)
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